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Apr 14, 2009 - This webinar discussed the SEC's new summary prospectus rule and the substantial revisions to Form N-1A, which prescribes the content of ...
Form N-1A is to be used by open-end management investment companies, except ... Commission also may use the information provided on Form N-1A in its ...
A form used to register mutual funds and other investment companies with the SEC. The form gives information about the investment company, such as its ...
DEFINITION of 'SEC Form N-1A '. A filing with the Securities and Exchange Commission (SEC) that must be submitted by mutual funds, except for insurance ...
Form N-1A shall be used as the registration statement to be filed pursuant to section 8(b) of the Investment Company Act of 1940 by open-end management ...
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